Foreign Exchange
Regulation Act FERA
India is one of the
fastest-growing economies in the world, with a rapidly expanding foreign trade
sector. With the increasing globalisation of business and trade, it has become
essential for India to have comprehensive regulations governing foreign
exchange transactions. The Foreign Exchange Management Act (FEMA) is the
primary legislation governing foreign exchange transactions in India. The Act
was enacted in 1999 and replaced the earlier Foreign Exchange Regulation Act
(FERA), 1973. This blog aims to provide an in-depth analysis of the Indian
Foreign Exchange Regulations Act, 1999.
Chapter 1: Understanding FEMA
The Foreign Exchange Management
Act (FEMA) is an Act of the Indian Parliament that consolidates and amends the
law relating to foreign exchange with the objective of facilitating external
trade and payments and promoting the orderly development and maintenance of the
foreign exchange market in India.
FEMA is a comprehensive
legislation that covers all aspects of foreign exchange transactions, including
investments, borrowings, remittances, and guarantees. The Act also covers the
conduct of foreign exchange business by authorized dealers and the enforcement
of penalties for violations.
Chapter 2: Objectives of FEMA
The primary objectives of FEMA
are as follows:
1. Facilitating external trade and
payments: FEMA aims to facilitate external trade and payments and promote the
orderly development and maintenance of the foreign exchange market in India.
2. Promoting foreign investment:
FEMA encourages foreign investment in India by providing a liberalized and
simplified regulatory framework.
3. Regulating foreign exchange
transactions: FEMA regulates foreign exchange transactions and aims to prevent
illegal and unauthorized transactions.
4. Enforcing penalties for
violations: FEMA provides for the enforcement of penalties for violations of
its provisions, thereby promoting compliance with the law.
Chapter 3: Key Provisions of FEMA
The key provisions of FEMA are as
follows:
1. Authorised Dealers: FEMA empowers
the Reserve Bank of India (RBI) to authorize banks and other financial
institutions to act as authorized dealers in foreign exchange transactions.
Authorized dealers are required to comply with the regulations and guidelines
issued by the RBI from time to time.
2. Foreign Exchange Transactions:
FEMA regulates all foreign exchange transactions, including investments,
borrowings, remittances, and guarantees. It provides for the conditions under
which such transactions may be carried out and the limits on the amount of
foreign exchange that can be transacted.
3. Current Account Transactions:
FEMA allows all current account transactions, including trade and non-trade
transactions, to be carried out freely. This means that payments for goods and
services can be made without any restrictions.
4. Capital Account Transactions:
FEMA regulates capital account transactions, which include investments,
borrowings, and remittances. The Act provides for the conditions under which
such transactions may be carried out, the limits on the amount of foreign
exchange that can be transacted, and the reporting requirements.
5. Enforcement: FEMA provides for
the enforcement of penalties for violations of its provisions. The Act empowers
the RBI to impose penalties for contravention of its provisions, which may
include fines and imprisonment.
Chapter 4: Capital Account Transactions
FEMA regulates capital account
transactions, which include investments, borrowings, and remittances. The Act
provides for the conditions under which such transactions may be carried out,
the limits on the amount of foreign exchange that can be transacted, and the
reporting requirements.
1. Investments: FEMA allows foreign
investment in India, subject to certain conditions. The Act provides for the
types of investments that are permitted, the limits on the amount of
investment, and the reporting requirements.
2. Borrowings: FEMA regulates foreign
borrowings by Indian entities. The Act provides for the conditions under which
such borrowings may be raised, the limits on the amount of borrowing, and the
reporting requirements.
3. Remittances: FEMA regulates
remittances of
foreign
exchange out of India. The Act provides for the conditions under which such
remittances may be made, the limits on the amount of remittance, and the
reporting requirements.
Chapter 5: Enforcement and Penalties
FEMA provides for the enforcement
of penalties for violations of its provisions. The Act empowers the RBI to
impose penalties for contravention of its provisions, which may include fines
and imprisonment.
1. Contravention of FEMA: Any person
who contravenes the provisions of FEMA is liable to a penalty of up to three
times the sum involved in the contravention, or up to INR 2 lakh if the sum
involved is not quantifiable, or imprisonment for a term of up to two years, or
both.
2. Knowingly False Information: Any
person who knowingly gives false information or suppresses any material
information in any application, return, or report under FEMA is liable to a
penalty of up to INR 5 lakh.
3. Obstruction of Inspectors: Any
person who obstructs or refuses to comply with any direction given by an
inspector appointed under FEMA is liable to a penalty of up to INR 2 lakh.
Chapter 6: Conclusion
In conclusion, the Indian Foreign
Exchange Regulations Act, 1999 is a comprehensive legislation that covers all
aspects of foreign exchange transactions in India. The Act aims to facilitate
external trade and payments, promote foreign investment, regulate foreign
exchange transactions, and enforce penalties for violations.
FEMA has played a crucial role in
promoting foreign investment in India and facilitating external trade and
payments. The Act has helped create a liberalized and simplified regulatory
framework for foreign exchange transactions, which has been essential for the
growth of the Indian economy.
However, there have been concerns
about the enforcement of FEMA and the penalties for violations. The penalties
for violations of FEMA have been criticized as being too severe and
disproportionate to the nature of the offense. There have also been concerns
about the lack of transparency in the enforcement of FEMA and the arbitrary
exercise of powers by the authorities.
Overall, the Indian government
needs to ensure that the provisions of FEMA are implemented in a fair and
transparent manner and that the penalties for violations are proportionate to
the nature of the offense. The government also needs to review and update the
provisions of FEMA to ensure that they remain relevant and effective in the
changing global economic environment
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